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Knowledge Network: Faculty & Research

Understanding China: Confucianism, Guanxi and Face

Frank Neville, Thunderbird SchoolMany foreigners who come to China on business read about the culture and think they understand, but they misapply key concepts such as Confucianism, guanxi and face. “They misunderstand what they read because they look at it through their own cultural lens, rather than trying to see it through a Chinese cultural lens,” said Frank Neville, Vice President of Global Communications and Public Affairs at Thunderbird School of Global Management. Neville, a 15-year veteran of the U.S. State Department and former spokesman for the U.S. Embassy in Beijing, speaks Mandarin and continues to visit China on a regular basis. He shared insights on Confucianism, guanxi and face during new student orientation Jan. 17, 2012, in Glendale, Arizona.

Confucianism: Order from chaos

Neville said Westerners in China first need to understand the origins and application of Confucianism. “China’s past conditions its present, and one of the critical components is Confucianism,” Neville said.

Although many people present Confucianism as a religion, Neville said the teachings of the ancient philosopher function more as a way of ordering Chinese society. “China was torn by warfare in Confucius’ era,” Neville said. “What he was trying to do was create a social structure, a social order, to provide some stability in society.”

Building upon the thoughts of others, Confucius codified the proper relationships between the ruler and the ruled, the father and son, the husband and wife, the elder and younger brother, and the teacher and student.

“All have roles and responsibilities in a Confucian system, and they are not equal,” Neville said. This can be a difficult concept for Americans who grow up in a society shaped by the Declaration of Independence.

In many respects, Confucianism substitutes for an independent judiciary that has never really existed in China. “It provides a structure for moderating disputes and deciding who gets what,” Neville said. “That is very different from a Western or an American judicial system, in the sense that its premise is that not everybody is equal. In fact, people are inherently unequal under Confucianism.”

Guanxi: Relationships of Trust

Neville said a basic understanding of Confucianism helps put guanxi into context. This refers to the Chinese emphasis on relationships.

“This is the glue that holds society together,” Neville said. “If you’ve got these unequal relationships, if you have a weak judiciary, it’s the guanxi — your relationships with people — that allows you to function, that provide you protection, that give you an opportunity to advance in your career.”

Neville said guanxi also requires people to understand their own responsibilities in any relationship. “Coming from the outside, you need to develop relationships with people so you can work effectively with them,” he said. “You need to invest in building trust because trust does not exist through the legal structure and your ability to arbitrate a dispute in court.”

Face: Respecting Roles

Guanxi is closely tied to the Chinese concept of face, which involves acknowledging a person’s role in any relationship.

Neville said Chinese managers who understand the importance of face are careful to use people’s titles when addressing them. “You need to show that person that you recognize that role, and you’re going to interact with him based upon that role that he has,” Neville said.

Face also requires people to respect the value of close relationships and to show special courtesy to people within the inner circle of trust. “You owe a relative a lot more than you owe a stranger on the street,” Neville said. “There’s an asymmetry.”

Video: Understanding Confucianism (3:32)

Video: Understanding Guanxi (3:47)

Video: Understanding Face (4:04)

Podcast: Frank Neville on Understanding Chinese Culture (36:08)

 

Right-click here to download

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26 Responses to “Understanding China: Confucianism, Guanxi and Face”

  1. Mary Teagarden Says:

    Frank,

    You have a depth of perspective that is rare. Thank you for continuing to share with the Thunderbird community.

    Mary

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  2. Christian Zdebel Says:

    Thank you for sharing this. Reminds me of my RBE in Beijing with Roe Goddard. Great times!
    Christian

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  3. Gar Says:

    I am currently living and working in Shanghai and what Frank says is 100% true. It’s also just the tip of the complex iceberg surrounding these three elements of the Chinese culture. I have experienced examples of how these factors weave their way through both work and personal situations and there is no substitute for being here to help understand how it all fits together!

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  4. Martin Says:

    I have never forgotten an experience I had in 1996, my second year in China (I’m still here!). Having read that, no matter what I should never touch my food, I was wrestling with what was essentially a chicken leg with my chopsticks. Since then my skills have improved – I can pick up three peanuts without touching the one in the middle! Ok, so I am wrestling with this piece of chicken and a 20-something across the table shyly says to me, ‘It’s easier if you just use your fingers.’. How fast was I running in the wrong direction?

    The Chinese youth do not want to wait 20-30 years until their relatives, village-mates, class-mates and/or millitary-mates have ascended to powerful positions where relationships really pay off. I never say ‘all’ in China – I don’t know that much. But many youth are seeking, if not finding, other ways to connect and get things done.

    Persons with more knowledge than me may be better able to dissect the culture but I find it at least useful to consider the ‘decade’ in which a person was born. 1960s – guanxi is absolute. 1970s – guanxi is ‘mei you banfa’ or not so well liked but there is no other way. 1980s – realizes there is more than one way to skin a cat and isn’t totally dependent on those born in the 1960s. 1990s – quite mobile and likely not even living in the same town as relatives, classmates, et al. A fair percentage have experience with multinational companies. 2000s – who knows?!!

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  5. Kate Says:

    This is a great dialogue. Having just moved back from Shanghai, I can attest to the fact that all of the above is true. These 3 items do play a strong role in your interactions. And the younger generation is seeking to change the rules a bit…they aren’t interested in waiting for decades for their relationships to pan out into something material – they are seeking to accelerate their opportunities. So understanding all of that in the workplace is critical to success. What a wonderfully dynamic place to be!

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  8. دردشة الشلة Says:

    The Chinese youth do not want to wait 20-30 years until their relatives, village-mates, class-mates and/or millitary-mates have ascended to powerful positions where relationships really pay off. I never say ‘all’ in China – I don’t know that much. But many youth are seeking, if not finding, other ways to connect and get things done.

    Report Abuse
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    Reminds me of my RBE in Beijing with Roe Goddard what a wonderful times back then!

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  11. شات دلع نجد Says:

    good times good times

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  12. شات القصيم Says:

    the younger generation is seeking to change the rules a bit…they aren’t interested in waiting for decades

    Report Abuse
  13. tranh chữ thập Says:

    Neville said Westerners in China first need to understand the origins and application of Confucianism. “China’s past conditions its present, and one of the critical components is Confucianism,” Neville said.

    Although many people present Confucianism as a religion, Neville said the teachings of the ancient philosopher function more as a way of ordering Chinese society. “China was torn by warfare in Confucius’ era,” Neville said. “What he was trying to do was create a social structure, a social order, to provide some stability in society.”

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  19. Bếp hồng ngoại Says:

    Building upon the thoughts of others, Confucius codified the proper relationships between the ruler and the ruled, the father and son, the husband and wife, the elder and younger brother, and the teacher and student.

    May lam kem
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    May lam kem gia dinh

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  20. do dung gia dinh Says:

    Although many people present Confucianism as a religion, Neville said the teachings of the ancient philosopher function more as a way of ordering Chinese society. “China was torn by warfare in Confucius’ era,” Neville said. “What he was trying to do was create a social structure, a social order, to provide some stability in society.”

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    If you’re still on the fence: grab your favorite earphones, head down to a Best Buy and ask to plug them into a Zune then an iPod and see which one sounds better to you, and which interface makes you smile more. Then you’ll know which is right for you.

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    Bep dien
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  24. Timemart8 Says:

    In many respects, Confucianism substitutes for an independent judiciary that has never really existed in China. “It provides a structure for moderating disputes and deciding who gets what,”

    May lam kem
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